Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 3 Feb 2017)
- CF30 Customer (since 14 Nov 2014)
-
Tracey Mather Wealth Management Ltd
FRN 653436
- Employed By (since 10 Nov 2014)
-
- (22)Employed By (15 Feb 2013 to 21 Nov 2014)
-
- CF30 Customer (15 Feb 2013 to 21 Nov 2014)
-
- CF30 Customer (10 Jul 2012 to 20 Feb 2013)
-
- CF30 Customer (18 May 2010 to 30 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (22)Employed By at Salisbury House Limited