Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
MORTGAGETRACE LIMITED
FRN 563966
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
- Director of firm who is not a certification employee or a SMF manager (since 1 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 31 May 2016)
- CF10 Compliance Oversight (17 May 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (17 Nov 2011 to 30 Sep 2018)
- CF1 Director (17 Nov 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.