Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (26 Jun 2009 to 23 Jul 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (12 Feb 2008 to 28 Apr 2008)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 7 Dec 2007)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (12 Apr 2005 to 20 May 2006)
    • CF22 Investment Adviser (Trainee) (20 Apr 2004 to 12 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.