Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • [FCA CF] Material risk taker (9 Mar 2021 to 31 Dec 2021)
    • [FCA CF] Significant management (9 Mar 2021 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (2 Oct 2020 to 12 Aug 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2024)
    • CF30 Customer (20 Nov 2009 to 8 Dec 2019)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • [FCA CF] Material risk taker (9 Mar 2021 to 31 Dec 2021)
    • [FCA CF] Significant management (9 Mar 2021 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (2 Oct 2020 to 12 Aug 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2024)
    • CF30 Customer (20 Nov 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.