Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (7 May 2021 to 24 Nov 2022)
    • CF30 Customer (12 Apr 2021 to 24 Nov 2022)
  • Torben Vest (no longer approved here)

    FRN 947009

    • Employed By (12 Apr 2021 to 24 Nov 2022)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (21 Jan 2010 to 31 Oct 2018)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 23 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.