Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Aug 2021 to 26 Apr 2023)
- SMF18 Other Overall Responsibility (13 Aug 2019 to 27 Apr 2023)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 13 Aug 2019)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 12 Aug 2019)
- CF30 Customer (17 Jul 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.