Torben Holm Botts

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • [FCA CF] Client dealing (20 Jul 2020 to 18 Dec 2020)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (7 Mar 2016 to 18 Dec 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 18 Dec 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 22 Aug 2019)
    • CF30 Customer (4 Jan 2016 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (4 Feb 2011 to 13 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.