Torben Cattley

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Client dealing (since 8 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Nov 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
    • CF30 Customer (13 Oct 2017 to 8 Dec 2019)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 17 May 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2002)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • CF27 Investment Management (30 Jan 2004 to 28 Sep 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.