Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- [FCA CF] Manager of certification employee (since 21 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
- [FCA CF] Manager of certification employee (25 Sep 2023 to 24 Jan 2025)
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 28 Aug 2025)
Recent activity
Updates to this individual's record on the FCA register.
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