Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (26 Feb 2020 to 30 Nov 2020)
- [FCA CF] Material risk taker (26 Feb 2020 to 30 Nov 2020)
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- [FCA CF] Material risk taker (26 Feb 2020 to 30 Nov 2020)
- [PRA CF] Significant risk taker or Material risk taker (26 Feb 2020 to 30 Nov 2020)
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- CF10 Compliance Oversight (1 Dec 2001 to 2 Jan 2003)
- CF1 Director (1 Dec 2001 to 31 Dec 2004)
- CF13 Finance (1 Dec 2001 to 31 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.