Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Significant risk taker or Material risk taker (26 Feb 2020 to 30 Nov 2020)
    • [FCA CF] Material risk taker (26 Feb 2020 to 30 Nov 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Material risk taker (26 Feb 2020 to 30 Nov 2020)
    • [PRA CF] Significant risk taker or Material risk taker (26 Feb 2020 to 30 Nov 2020)
  • LDC (Managers) Limited (no longer approved here)

    FRN 147964

    • CF10 Compliance Oversight (1 Dec 2001 to 2 Jan 2003)
    • CF1 Director (1 Dec 2001 to 31 Dec 2004)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.