Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
The Toronto-Dominion Bank
FRN 124859
- [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
- [FCA CF] Client dealing (since 28 Apr 2025)
- [FCA CF] Material risk taker (since 28 Apr 2025)
-
- [FCA CF] Client dealing (14 Oct 2016 to 27 Sep 2024)
- CF30 Customer (14 Nov 2007 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.