Tony Jan Wing Yip

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Iron Wealth Management Limited

    FRN 810374

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 1 Nov 2018)
    • Responsible for Insurance Distribution (since 1 Nov 2018)
    • CF30 Customer (1 Nov 2018 to 8 Dec 2019)
    • CF1 Director (1 Nov 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Nov 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Nov 2018 to 1 Nov 2018)
  • Fairey Associates Ltd (no longer approved here)

    FRN 481350

    • CF30 Customer (14 Mar 2016 to 30 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.