Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ADD WEALTH MANAGEMENT LIMITED
FRN 588163
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
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- CF30 Customer (25 Aug 2010 to 5 Dec 2012)
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- Employed By (25 Aug 2010 to 5 Dec 2012)
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- Employed By (28 Apr 2005 to 1 Nov 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 19 Nov 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 19 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.