Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Mar 2025)
  • FORT ADVICE BUREAU LIMITED (no longer approved here)

    FRN 972730

    • SMF3 Executive Director (1 Mar 2023 to 27 Nov 2023)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (23 Nov 2019 to 12 Nov 2020)
  • Charles Derby Mortgage Bureau Ltd (no longer approved here)

    FRN 766132

    • Employed By (23 Nov 2019 to 12 Nov 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.