Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 24 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 29 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (since 29 Aug 2024)
    • [FCA CF] Client dealing (since 29 Aug 2024)
    • CF30 Customer (since 12 Aug 2024)
    • (1)Employed By (since 24 Oct 2024)
    • (1)Employed By (since 12 Aug 2024)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (21 Dec 2020 to 27 Jun 2024)
    • [FCA CF] Client dealing (21 Dec 2020 to 27 Jun 2024)
    • CF30 Customer (30 May 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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