Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pi Financial Ltd
FRN 186419
- 9A. Advising on P2P agreements
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 24 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (since 18 Oct 2019)
- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 10 Dec 2019)
- CF11 Money Laundering Reporting (23 Jun 2017 to 8 Dec 2019)
- CF1 Director (14 Apr 2014 to 8 Dec 2019)
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Belvidere Financial Ltd
FRN 787390
- Employed By (since 18 Oct 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.