Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KROLL SECURITIES LTD.
FRN 466588
- CF30 Customer (since 22 Jun 2024)
- CF1 Director (AR) (since 22 Jun 2024)
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Arrow Global Adviser Limited
FRN 953341
- (8)Employed By (since 22 Jun 2024)
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- [FCA CF] Client dealing (2 Jul 2020 to 25 Sep 2020)
- [FCA CF] Manager of certification employee (2 Jul 2020 to 25 Sep 2020)
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- [FCA CF] Client dealing (2 Jul 2020 to 25 Sep 2020)
- [FCA CF] Manager of certification employee (2 Jul 2020 to 25 Sep 2020)
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- CF30 Customer (10 Feb 2016 to 8 Dec 2019)
- CF4 Partner (10 Feb 2016 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 30 Nov 2015)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.