Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NOMURA ASSET MANAGEMENT U.K. LIMITED (no longer approved here)

    FRN 122703

    • CF28 Systems and controls (1 Nov 2007 to 1 Apr 2010)
    • CF20 Significant Mgt (Settlements) (8 Jan 2007 to 23 Jul 2007)
    • CF13 Finance (15 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.