Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tradition (UK) Limited
FRN 139200
- [FCA CF] Client dealing (since 4 Jan 2021)
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- CF30 Customer (31 Oct 2016 to 28 Feb 2019)
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- [FCA CF] Client dealing (7 Mar 2016 to 15 Jun 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF22 Investment Adviser (Trainee) (22 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.