Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF28 Systems and controls (1 Nov 2007 to 28 May 2009)
    • CF29 Significant management (1 Nov 2007 to 28 May 2009)
    • CF17 Significant Mgt (Other Business Operations) (1 Apr 2006 to 25 Sep 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Apr 2006 to 31 Oct 2007)
    • CF13 Finance (22 Mar 2006 to 31 Oct 2007)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • CF28 Systems and controls (1 Nov 2007 to 28 May 2009)
    • CF29 Significant management (1 Nov 2007 to 28 May 2009)
    • CF19 Significant Mgt (Financial Resources) (1 Apr 2006 to 31 Oct 2007)
    • CF13 Finance (1 Apr 2006 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (1 Apr 2006 to 25 Sep 2007)
    • CF1 Director (22 Mar 2006 to 28 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.