Tomasz Michael Pelc

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Amalfi Capital Limited
FRN 768977
- SMF3 Executive Director (since 6 Mar 2024)
Nomura International Plc (no longer approved here)
FRN 124422
- [FCA CF] Client dealing (11 Nov 2016 to 20 May 2019)
- [FCA CF] Material risk taker (11 Nov 2016 to 20 May 2019)
- CF30 Customer (26 Sep 2011 to 6 Mar 2016)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 Nov 2007 to 29 Jun 2011)
- CF21 Investment Adviser (22 Jun 2004 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.