Tomas Myles O'Neill

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 19 Nov 2024)
    • Appointed representative dealing with clients for which they require qualification (since 17 Mar 2021)
    • CF30 Customer (since 12 Mar 2021)
  • Bannau Wealth Limited

    FRN 1008254

    • Employed By (since 6 Feb 2024)
  • Reflect Financial Limited (no longer approved here)

    FRN 932095

    • (30)Employed By (20 Apr 2022 to 20 Feb 2024)
  • Sovereign Wealth Limited (no longer approved here)

    FRN 471459

    • (43)Employed By (12 Mar 2021 to 28 Apr 2022)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Feb 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Feb 2021)
    • CF30 Customer (5 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.