Tom Stones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 3 Feb 2021)
    • CF30 Customer (since 3 Feb 2021)
    • [FCA CF] Client dealing (6 Aug 2020 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 31 Mar 2021)
    • CF30 Customer (4 Mar 2016 to 8 Dec 2019)
  • North Yorkshire Financial Planning LTD

    FRN 939737

    • (2)Employed By (since 3 Feb 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (27 Apr 2015 to 19 Feb 2016)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (30 Apr 2013 to 30 Jan 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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