Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (19 Feb 2021 to 31 Aug 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (14 Jun 2007 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (29 Dec 2004 to 14 Jun 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (29 Dec 2004 to 14 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.