Tom Pollock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 4 Feb 2021)
    • CF30 Customer (since 4 Feb 2021)
    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (6 Jul 2020 to 31 Mar 2021)
    • CF30 Customer (20 Jun 2018 to 8 Dec 2019)
  • Pollock Financial Planning LTD

    FRN 940022

    • (1)Employed By (since 4 Feb 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (6 Jul 2011 to 29 Jul 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 25 May 2011)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.