Tom Payne

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • SMF3 Executive Director (since 28 May 2025)
    • [FCA CF] Client dealing (since 19 Dec 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Managing a material risk taker (30 Jul 2024 to 22 Jan 2026)
    • [FCA CF] Client dealing (30 Oct 2023 to 22 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (30 Oct 2023 to 22 Jan 2026)
    • [FCA CF] Material risk taker (30 Oct 2023 to 22 Jan 2026)
    • [FCA CF] Manager of certification employee (30 Oct 2023 to 22 Jan 2026)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.