Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 29 Aug 2012)
    • CF30 Customer (1 Nov 2007 to 30 Jul 2009)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF4 Partner (AR) (1 Jun 2005 to 15 Apr 2007)
    • (2)Employed By (since 29 Aug 2012)
    • (1)Employed By (19 Apr 2007 to 30 Jul 2009)
  • Triangle 3 (no longer approved here)

    FRN 228873

    • (2)Employed By (13 Oct 2003 to 19 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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