Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 27 Nov 2023)
    • [FCA CF] Client dealing (since 28 Sep 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (4 Nov 2019 to 16 Jun 2022)
    • [FCA CF] Material risk taker (1 Apr 2019 to 12 Aug 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 16 Jun 2022)
    • CF30 Customer (24 Jun 2010 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 24 Mar 2010)
    • CF21 Investment Adviser (24 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.