Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 4 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 21 Sep 2022)
    • CF30 Customer (since 13 Sep 2022)
    • Employed By (since 13 Sep 2022)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Aug 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Aug 2020)
    • CF30 Customer (12 Aug 2016 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (8 May 2012 to 15 May 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (21 Feb 2011 to 16 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.