Tom Gregory

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (17 Nov 2021 to 29 Apr 2022)
- CF30 Customer (9 Oct 2018 to 2 Aug 2019)
Temple Mews Wealth Management Limited (no longer approved here)
FRN 928003
- (4)Employed By (9 Nov 2021 to 29 Apr 2022)
Compass Wealth Management (UK) Ltd (no longer approved here)
FRN 517352
- Employed By (18 Mar 2019 to 2 Aug 2019)
C.N. Poole Ltd (no longer approved here)
FRN 517143
- Employed By (8 Mar 2019 to 2 Aug 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.