Tom Fleming

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited

    FRN 122335

    • [FCA CF] Client dealing (since 20 Apr 2020)
    • [FCA CF] Manager of certification employee (21 Apr 2022 to 10 Oct 2022)
    • CF30 Customer (5 Mar 2013 to 8 Dec 2019)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Manager of certification employee (20 Apr 2020 to 11 Jan 2022)
    • [FCA CF] Client dealing (20 Apr 2020 to 18 Nov 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (15 Jun 2009 to 5 Mar 2013)
    • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (13 Jan 2005 to 1 Sep 2005)
    • CF22 Investment Adviser (Trainee) (22 Dec 2004 to 12 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.