Tom Collins

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 29 Apr 2022)
    • CF30 Customer (since 2 Mar 2022)
    • CF4 Partner (AR) (since 2 Mar 2022)
  • TMC Financial Consultancy LLP

    FRN 970268

    • (3)Employed By (since 2 Mar 2022)
  • Foresight Group LLP (no longer approved here)

    FRN 198020

    • [FCA CF] Client dealing (5 Oct 2020 to 28 Apr 2022)
    • [FCA CF] Material risk taker (5 Oct 2020 to 25 Nov 2021)
    • CF30 Customer (7 May 2014 to 18 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

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