Tom Clarke

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 7 May 2024)
    • Appointed representative dealing with clients for which they require qualification (since 29 Jan 2024)
  • Clare Clarkson Wealth Management Limited

    FRN 488941

    • Employed By (since 7 May 2024)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (13 Dec 2021 to 9 Feb 2024)
  • Connect IFA Ltd (no longer approved here)

    FRN 441505

    • [FCA CF] Functions requiring qualifications (13 Apr 2021 to 1 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

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