Tom Claridge

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Wealth Management Limited

    FRN 466684

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 18 Sep 2025)
    • [FCA CF] Client dealing (since 2 Sep 2023)
    • [FCA CF] Manager of certification employee (15 Apr 2024 to 1 Mar 2025)
  • LGT Wealth Management UK LLP

    FRN 471048

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 27 Oct 2021)
    • [FCA CF] Client dealing (since 27 Oct 2021)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 24 Jul 2021)
    • [FCA CF] Client dealing (1 Apr 2020 to 24 Jul 2021)
    • CF30 Customer (14 Nov 2013 to 8 Dec 2019)
  • Nevastar Finance Ltd (no longer approved here)

    FRN 228525

    • CF30 Customer (10 Nov 2010 to 6 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.