Tom Andrew Edward Woodhouse

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Significant risk taker or Material risk taker (since 5 Jan 2017)
    • [FCA CF] Manager of certification employee (since 5 Jan 2017)
    • [FCA CF] Material risk taker (since 5 Jan 2017)
    • [PRA CF] Managing a material risk taker (since 5 Jan 2017)
    • [FCA CF] Client dealing (since 5 Jan 2017)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 7 Oct 2013)
    • CF21 Investment Adviser (16 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Jun 2004 to 16 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.