Tom Alexander Cook

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICBC Standard Bank Plc

    FRN 124823

    • [FCA CF] Client dealing (since 26 Apr 2017)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (28 Jan 2011 to 28 Dec 2012)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (1 Nov 2007 to 26 Mar 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.