Todd Rothman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (22 Feb 2021 to 1 Jun 2021)
    • [FCA CF] Material risk taker (22 Feb 2021 to 1 Jun 2021)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Client dealing (18 Jan 2018 to 1 Jun 2021)
    • [FCA CF] Material risk taker (18 Jan 2018 to 1 Jun 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (17 May 2017 to 1 Jun 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Jun 2021)
    • CF30 Customer (17 Aug 2010 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Jun 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Jun 2021)
    • CF30 Customer (17 Aug 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.