Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (2 Jul 2019 to 28 Jul 2020)
    • [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 20 Aug 2020)
    • [FCA CF] Manager of certification employee (8 Feb 2017 to 20 Aug 2020)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (11 Jan 2019 to 5 Jul 2019)
    • [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 20 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.