Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peel Hunt LLP

    FRN 530083

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (24 Jun 2013 to 8 Dec 2019)
  • Hume Capital Securities plc (no longer approved here)

    FRN 504211

    • CF29 Significant management (19 May 2010 to 17 Jun 2013)
    • CF30 Customer (19 May 2010 to 8 Jun 2011)
  • ITI Capital Limited (no longer approved here)

    FRN 171487

    • CF30 Customer (8 Oct 2008 to 14 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.