Todd Allen Cowan

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W1M Wealth Management Limited

    FRN 120776

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 14 Oct 2021)
    • [FCA CF] Client dealing (since 14 Oct 2021)
  • W1M Asset Management Limited

    FRN 143286

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 14 Oct 2021)
    • [FCA CF] Client dealing (since 14 Oct 2021)
  • LGT Wealth Management US Limited (no longer approved here)

    FRN 585547

    • [FCA CF] Client dealing (1 Feb 2020 to 18 May 2021)
    • [FCA CF] Functions requiring qualifications (1 Feb 2020 to 18 May 2021)
    • CF30 Customer (16 Jun 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.