Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA XL Insurance Company UK Limited (no longer approved here)

    FRN 423308

    • SMF16 Compliance Oversight (25 Jan 2019 to 11 Sep 2019)
  • AXA XL Underwriting Agencies Limited (no longer approved here)

    FRN 204848

    • SMF16 Compliance Oversight (10 Dec 2018 to 14 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 14 Apr 2020)
    • CF10 Compliance Oversight (20 Dec 2017 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (20 Dec 2017 to 9 Dec 2018)
  • Aspen UK Syndicate Services Limited (no longer approved here)

    FRN 450345

    • Responsible for Insurance Mediation (25 Jul 2016 to 23 Aug 2016)
    • CF1 Director (9 Dec 2014 to 23 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

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