Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (25 Jan 2019 to 11 Sep 2019)
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- SMF16 Compliance Oversight (10 Dec 2018 to 14 Apr 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 14 Apr 2020)
- CF10 Compliance Oversight (20 Dec 2017 to 9 Dec 2018)
- CF11 Money Laundering Reporting (20 Dec 2017 to 9 Dec 2018)
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- Responsible for Insurance Mediation (25 Jul 2016 to 23 Aug 2016)
- CF1 Director (9 Dec 2014 to 23 Jun 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.