Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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United National Bank Limited
FRN 207381
- SMF4 Chief Risk (since 22 Aug 2023)
- SMF16 Compliance Oversight (since 9 Mar 2018)
- SMF17 Money Laundering Reporting Officer (MLRO) (31 Oct 2018 to 5 Sep 2024)
- SMF5 Head of Internal Audit (7 Mar 2016 to 25 Jul 2018)
- CF28 Systems and controls (7 Mar 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.