Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Securities LLP (no longer approved here)

    FRN 465131

    • CF4 Partner (1 May 2016 to 4 Oct 2017)
    • CF4 Partner (AR) (29 Jan 2016 to 15 Jul 2016)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • SMF22 Other Local Responsibility (7 Mar 2016 to 15 Mar 2018)
    • CF29 Significant management (16 Jun 2011 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 21 Dec 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF21 Investment Adviser (31 Jan 2002 to 14 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.