Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF4 Partner (1 May 2016 to 4 Oct 2017)
- CF4 Partner (AR) (29 Jan 2016 to 15 Jul 2016)
-
- SMF22 Other Local Responsibility (7 Mar 2016 to 15 Mar 2018)
- CF29 Significant management (16 Jun 2011 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 21 Dec 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
-
- CF21 Investment Adviser (31 Jan 2002 to 14 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.