Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
EVOLUTION WEALTH NETWORK LIMITED
FRN 591218
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 9A. Advising on P2P agreements
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 18 Dec 2017)
- CF1 Director (AR) (since 18 Dec 2017)
-
- CF1 Director (AR) (20 May 2015 to 15 Dec 2017)
- CF4 Partner (AR) (4 Mar 2014 to 21 May 2015)
- CF30 Customer (29 Oct 2010 to 15 Dec 2017)
-
- Employed By (13 Feb 2013 to 4 Mar 2014)
-
- Employed By (29 Oct 2010 to 11 Sep 2013)
-
- CF30 Customer (7 Jun 2010 to 21 Nov 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.