Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2025)
    • [FCA CF] Client dealing (since 18 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (since 18 Mar 2025)
    • CF30 Customer (since 15 Mar 2025)
    • (8)Employed By (since 15 Mar 2025)
  • Salisbury House Limited (no longer approved here)

    FRN 169496

    • (20)Employed By (6 Oct 2023 to 12 Feb 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (1 Feb 2022 to 12 Feb 2025)
    • CF30 Customer (28 Jan 2022 to 12 Feb 2025)
  • Ewing Associates Limited (no longer approved here)

    FRN 215170

    • (20)Employed By (28 Jan 2022 to 12 Feb 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Apr 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (20)Employed By at Salisbury House Limited