Toby John Chapman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothesay Life Plc

    FRN 466067

    • [PRA CF] Significant risk taker or Material risk taker (since 13 Dec 2019)
    • [FCA CF] Client dealing (since 13 Dec 2019)
    • [FCA CF] Manager of certification employee (since 13 Dec 2019)
    • [FCA CF] Material risk taker (since 13 Dec 2019)
    • [FCA CF] Significant management (since 13 Dec 2019)
    • CF30 Customer (7 Jun 2018 to 9 Dec 2018)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.