Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2025)
    • CF4 Partner (13 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (24 Sep 2010 to 8 Dec 2019)
  • Stonehage Fleming Investment Management Limited (no longer approved here)

    FRN 194382

    • CF1 Director (6 Jul 2009 to 4 Aug 2010)
    • CF30 Customer (10 Jan 2008 to 4 Aug 2010)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 11 Jan 2008)
    • CF27 Investment Management (5 Jul 2007 to 31 Oct 2007)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF30 Customer (1 Nov 2007 to 11 Jan 2008)
    • CF21 Investment Adviser (28 May 2002 to 31 Oct 2007)
    • CF27 Investment Management (28 May 2002 to 31 Oct 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 11 Jan 2008)
    • CF27 Investment Management (5 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.