Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- [FCA CF] Algorithmic trading (since 27 Jul 2023)
- [FCA CF] Client dealing (since 7 Mar 2017)
- CF30 Customer (13 Dec 2012 to 6 Mar 2016)
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Royal Bank of Canada
FRN 124783
- [FCA CF] Algorithmic trading (since 27 Jul 2023)
- [FCA CF] Client dealing (since 7 Mar 2017)
- CF30 Customer (13 Dec 2012 to 6 Mar 2016)
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- CF30 Customer (18 Mar 2008 to 9 Aug 2012)
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- CF30 Customer (1 Nov 2007 to 16 Jan 2008)
- CF21 Investment Adviser (17 Dec 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.