Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Algorithmic trading (since 27 Jul 2023)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • CF30 Customer (13 Dec 2012 to 6 Mar 2016)
    • [FCA CF] Algorithmic trading (since 27 Jul 2023)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • CF30 Customer (13 Dec 2012 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (18 Mar 2008 to 9 Aug 2012)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 16 Jan 2008)
    • CF21 Investment Adviser (17 Dec 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.