Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sequence Advisers LLP
FRN 768168
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Mar 2017 to 8 Dec 2019)
- CF4 Partner (1 Mar 2017 to 8 Dec 2019)
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- CF30 Customer (9 Mar 2010 to 11 Jun 2012)
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- CF30 Customer (1 Nov 2007 to 22 Aug 2008)
- CF23 Corporate Finance Adviser (11 Sep 2007 to 31 Oct 2007)
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- CF23 Corporate Finance Adviser (1 Dec 2001 to 18 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.