Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (30 Sep 2020 to 14 Jan 2022)
- [FCA CF] Functions requiring qualifications (30 Sep 2020 to 14 Jan 2022)
-
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (22 Nov 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Jun 2005 to 22 Nov 2005)
-
- CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.